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Complii Fintech Solutions has launched its Capital Raising management platform in the United Kingdom, extending its services to stockbrokers and advisors operating across the UK’s equity capital markets.
The Australian firm, which developed the country’s first fully integrated Corporate and Adviser management platform, now provides UK-based firms with tools to manage deal flow, streamline capital raising activities, and reduce compliance risk. Its solution is aimed at firms of all sizes, from boutique operations to institutional stockbrokers.
The platform offers stockbrokers the capability to provide retail clients with access to larger capital raising opportunities. Traditionally, these deals were restricted to a limited set of institutional participants. In 2024, over 2,600 capital raising deals totaling more than AU$13 billion were conducted by Complii’s Australian clients using the platform.
For advisors and stockbrokers to help clients and generate higher funds
Alison Sarich, Chief Executive Officer of Complii, commented, “We are pleased to be able to bring this innovative solution into the UK market. We believe advisors and stockbrokers will be able to use it not only to help their clients but also to generate higher funds through broader corporate deal flows and liquidity. This is good for the market overall.”
The system includes deal management tools with full transparency between brokers and issuers, while also maintaining a detailed audit trail. This supports the reduction of operational errors and addresses risks of non-compliance. The platform automatically reflects real-time changes in regulatory requirements and investor classifications, enabling accurate and compliant deal execution.
Sarich further commented, “Our platform is laser-focussed on providing advisors and stockbrokers with wider access to corporate deals and to give their clients access to trading of unlisted assets that is cost effective and fully compliant.”
The UK launch follows Complii’s international expansion into Canada. The company views the UK market as structurally aligned with Australia’s, offering a familiar environment for replicating its compliance-driven technology offering.
“This is our second launch into an international market, after Canada, and we are excited to be offering this in UK, which is very similar to the Australian market. We are confident our solution will be helpful to UK brokers, advisors and their clients, as it has done for our Australia clients,” Sarich said.
Complii continues to position itself as a partner for financial professionals seeking to navigate capital markets more efficiently. The platform integrates compliance assurance, operational oversight, and deal execution tools tailored to the needs of regulated equity market participants.
